Brookfield Redding, LLC strives to provide you with the best possible client services. In order to provide services to you, we may collect nonpublic personal information from you. Client trust is important to us, and we respect the confidentiality and privacy of your information. This Privacy Notice explains certain steps we have taken to ensure the privacy of nonpublic personal information of individuals protected by privacy regulations issued pursuant to the Gramm-Leach-Bliley Financial Modernization Act.

WHAT INFORMATION DO WE COLLECT?

We may collect nonpublic personal information about you from the following sources: (a) information that you provide us on applications and other forms, such as your home address, telephone number, financial information, etc.; (b) information that we generate to service your account, such as account statements; and (c) information that we may receive from third parties.

WHAT INFORMATION DO WE DISCLOSE?

We do not sell your nonpublic personal information to anyone, and we do not disclose such information to anyone except as permitted or required by law. In order to provide you with services, we may, at your direction, disclose your information to certain third parties permitted by law, including those necessary to service your account, such as custodians, accountants, trustees and legal counsel. Subject to confidentiality agreements, we may also disclose such information to certain third-party service providers permitted by law.

HOW DO WE PROTECT YOUR INFORMATION?

We restrict access to your nonpublic personal information to those employees who need to know such information to provide services to you. We maintain certain physical, electronic and procedural safeguards which are designed to protect your nonpublic personal information.

REVISED PRIVACY POLICIES AND PRACTICES.

We reserve the right to revise our privacy policies and practices, but we will not disclose your personal nonpublic information, except as required or permitted by law, without giving you an opportunity to direct us not to disclose such information.

FURTHER INFORMATION.

If you have any questions regarding our privacy policies or would like to request additional copies of this notice, please contact Brookfield Redding, LLC by telephone at 312-377-8300, by facsimile at 312-377-8299, or by mail at Brookfield Redding LLC, 71 South Wacker Drive, Suite 3400, Chicago, Illinois 60606-2841.